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Securities and Capital Markets

From securities compliance and disclosure obligations to complex debt and equity capital markets transactions, public companies rely on our team.

We help public companies at every point along the business journey, from preparing to become a public company and building out a robust disclosure control environment, to complying with SEC and stock exchange requirements and pursuing capital raising objectives, to exiting the public reporting regime. 

We work seamlessly and effectively with underwriters, key investors, auditors, the SEC, stock exchanges, and other market participants. Our team’s experience includes working with public companies in the financial institution and banking, energy and natural resources, consumer products, technology, healthcare, real estate, digital services, and natural products industries. 

Whether clients are contemplating an initial public offering (IPO) or other type of going public transaction, considering public debt or equity financings, satisfying ongoing SEC and stock exchange reporting obligations, or going private, our securities and capital markets team is ready to help. 

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Unless you are a current client of Holland & Hart LLP, please do not send any confidential information by email. If you are not a current client and send an email to an individual at Holland & Hart LLP, you acknowledge that we have no obligation to maintain the confidentiality of any information you submit to us, unless we have already agreed to represent you or we later agree to do so. Thus, we may represent a party adverse to you, even if the information you submit to us could be used against you in a matter, and even if you submitted it in a good faith effort to retain us.